Master Financial Regulations

Learn how to navigate complex financial regulations with ease and precision. Gain the knowledge and expertise to ensure regulatory compliance at all times.

Practical Training

Get hands-on experience in regulatory reporting processes. Understand the practical aspects of reporting and enhance your skills through real-world scenarios.

Career Readiness

Prepare yourself for a successful career in regulatory reporting. Acquire the necessary skills and knowledge to stand out in the competitive banking industry.

Your Gateway to Success in UK Regulatory Reporting

Unlock endless opportunities in the banking sector with our comprehensive course on regulatory reporting. Gain valuable insights and practical skills that will set you apart.

Meet Your Instructor

Hi there! I'm excited to be your guide on this journey to becoming a regulatory reporting expert. With years of experience in the banking industry, I'm here to help you achieve your career goals in regulatory reporting.

Course Curriculum

14 Chapters · 189 Lessons

  1. 1

    Introduction to the Course

    1. Introducing Your Instructor Free preview
    2. LinkedIn Free preview
    3. Learning Outcomes Free preview
    4. Course Structure Free preview
  2. 2

    Introduction to Banking

    1. (Included in full purchase)

      Banks, Building Societies & Credit Unions

    2. (Included in full purchase)

      Benefits

    3. (Included in full purchase)

      Risks

    4. (Included in full purchase)

      Mergers & Acquisitions

    5. (Included in full purchase)

      New Banks

    6. (Included in full purchase)

      Banking Collapses

    7. Ring-Fenced Banks Free preview
  3. 3

    Regulators and Regulation

    1. (Included in full purchase)

      Why Regulate Banks?

    2. Legislative History of Regulators Free preview
    3. (Included in full purchase)

      Roles of the Regulators

    4. (Included in full purchase)

      Cooperation

    5. (Included in full purchase)

      PRA Regulations & Policies

    6. (Included in full purchase)

      International Policy Cooperation

    7. (Included in full purchase)

      Brexit

  4. 4

    Banking Products

    1. (Included in full purchase)

      Types of Institutions

    2. (Included in full purchase)

      Segmenting Banks

    3. (Included in full purchase)

      Balance Sheet Basics

    4. (Included in full purchase)

      Bank Balance Sheet - Assets

    5. (Included in full purchase)

      [Quiz] Bank Balance Sheet - Assets

    6. (Included in full purchase)

      Bank Balance Sheet - Liabilities

    7. (Included in full purchase)

      [Quiz] Bank Balance Sheet - Liabilities

    8. (Included in full purchase)

      Bank Balance Sheet - Equity

    9. (Included in full purchase)

      [Quiz] Bank Balance Sheet - Equity

    10. (Included in full purchase)

      Cash and Cash Equivalents

    11. (Included in full purchase)

      [Quiz] Cash and Cash Equivalents

    12. (Included in full purchase)

      Loans and Advances to Customers

    13. (Included in full purchase)

      [Quiz] Loans and Advances to Customers

    14. (Included in full purchase)

      Investment Securities

    15. (Included in full purchase)

      [Quiz] Investment Securities

    16. (Included in full purchase)

      Derivative Financial Instruments (Assets)

    17. (Included in full purchase)

      [Quiz] Derivative Financial Instruments (Assets)

    18. (Included in full purchase)

      Property, Plant, and Equipment (PPE)

    19. (Included in full purchase)

      [Quiz] Property, Plant, and Equipment (PPE)

    20. (Included in full purchase)

      Goodwill and Intangible Assets

    21. (Included in full purchase)

      [Quiz] Goodwill and Intangible Assets

    22. Deferred Tax Assets Free preview
    23. (Included in full purchase)

      [Quiz] Deferred Tax Assets

    24. (Included in full purchase)

      Other Assets

    25. (Included in full purchase)

      [Quiz] Other Assets

    26. (Included in full purchase)

      Deposits from Banks

    27. (Included in full purchase)

      [Quiz] Deposits from Banks

    28. (Included in full purchase)

      Customer Deposits

    29. (Included in full purchase)

      [Quiz] Customer Deposits

    30. (Included in full purchase)

      Debt Securities Issued

    31. (Included in full purchase)

      [Quiz] Debt Securities Issued

    32. (Included in full purchase)

      Derivative Financial Instruments (Liabilities)

    33. (Included in full purchase)

      Provisions

    34. (Included in full purchase)

      [Quiz] Provisions

    35. (Included in full purchase)

      Deferred Tax Liabilities

    36. (Included in full purchase)

      [Quiz] Deferred Tax Liabilities

    37. (Included in full purchase)

      Other Liabilities

    38. (Included in full purchase)

      [Quiz] Other Liabilities

    39. (Included in full purchase)

      Share Capital

    40. (Included in full purchase)

      [Quiz] Share Capital

    41. (Included in full purchase)

      Share Premium

    42. (Included in full purchase)

      [Quiz] Share Premium

    43. (Included in full purchase)

      Retained Earnings

    44. (Included in full purchase)

      [Quiz] Retained Earnings

    45. (Included in full purchase)

      Other Reserves

    46. (Included in full purchase)

      [Quiz] Other Reserves

    47. (Included in full purchase)

      Off-Balance Sheet

    48. (Included in full purchase)

      [Quiz] Off-Balance Sheet

  5. 5

    Regulatory Reporting Overview

    1. (Included in full purchase)

      Basel and the 3 Pillars

    2. (Included in full purchase)

      [Quiz] Basel and the 3 Pillars

    3. (Included in full purchase)

      Common Reporting (COREP)

    4. (Included in full purchase)

      [Quiz] COREP

    5. (Included in full purchase)

      Financial Reporting (FINREP)

    6. (Included in full purchase)

      [Quiz] FINREP

    7. (Included in full purchase)

      BOE Statistical Reporting

    8. (Included in full purchase)

      [Quiz] BOE Statistical Reporting

    9. (Included in full purchase)

      Data Point Model

    10. (Included in full purchase)

      [Quiz] Data Point Model

    11. (Included in full purchase)

      BOE Transforming Data Collection

    12. (Included in full purchase)

      Submission Dates

    13. Submission File Formats Free preview
    14. (Included in full purchase)

      Report Submissions

  6. 6

    CRR Reporting Modules

    1. (Included in full purchase)

      Introduction

    2. (Included in full purchase)

      FINREP [FRP001]

    3. (Included in full purchase)

      COREP Own Funds [COR001]

    4. (Included in full purchase)

      Additional Liquidity Monitoring Metrics (ALMM) [COR008 & COR012]

    5. (Included in full purchase)

      Liquidity Coverage Ratio (LCR) [COR011]

    6. (Included in full purchase)

      Net Stable Funding Ratio (NSFR) [COR017]

    7. (Included in full purchase)

      Immovable Property (IP) Losses

    8. (Included in full purchase)

      Large Exposure (LE) Limits [COR002]

    9. (Included in full purchase)

      Asset Encumbrance (AE) [COR005]

    10. (Included in full purchase)

      Global Systemically Important Institutions (G-SII) [COR016]

    11. (Included in full purchase)

      Resolution [COR013]

    12. (Included in full purchase)

      Remuneration [COR014]

    13. (Included in full purchase)

      High Earners [COR015]

    14. (Included in full purchase)

      Funding Plans [LIQ001]

  7. 7

    CRR Pillar 3

    1. (Included in full purchase)

      Key Metric and Overview of Risk Weighted Exposure Amounts

    2. (Included in full purchase)

      Risk Management Objectives and Policies

    3. (Included in full purchase)

      The Scope of Application

    4. (Included in full purchase)

      Own Funds

    5. (Included in full purchase)

      Countercyclical Capital Buffers

    6. (Included in full purchase)

      The Leverage Ratio

    7. (Included in full purchase)

      Liquidity Requirements

    8. (Included in full purchase)

      Credit Risk Quality

    9. (Included in full purchase)

      The Use of Credit RIsk Mitigation Techniques

    10. (Included in full purchase)

      The Use of the Standardised Approach

    11. (Included in full purchase)

      The Use of the IRB Approach to Credit Risk

    12. (Included in full purchase)

      Specialised Lending

    13. (Included in full purchase)

      Exposures to Counterparty Credit Risk

    14. (Included in full purchase)

      Exposures to Securitisation Positions

    15. (Included in full purchase)

      Use of Standardised Approach and Internal Model For Market Risk

    16. (Included in full purchase)

      Operational Risk

    17. (Included in full purchase)

      Remuneration Policy

    18. (Included in full purchase)

      Encumbered and Unencumbered Assets

    19. (Included in full purchase)

      Interest Rate Risk in the Banking Book (IRRBB)

  8. 8

    UK Reporting Data Items

    1. (Included in full purchase)

      Leverage Ratio (LR) [LRV001 & LRV002]

    2. (Included in full purchase)

      Capital+ (PRA101-103)

    3. (Included in full purchase)

      Financial Statements (PRA104-108)

    4. (Included in full purchase)

      Operational Continuity (PRA109)

    5. (Included in full purchase)

      Cashflow Mismatch (PRA110)

    6. (Included in full purchase)

      Stress Testing Templates (PRA111)

  9. 9

    FSA Data Items

    1. (Included in full purchase)

      Introduction

    2. (Included in full purchase)

      Market Risk (FSA005)

    3. (Included in full purchase)

      Building Society Liquidity (FSA011)

    4. (Included in full purchase)

      Sectoral Information (FSA015)

    5. (Included in full purchase)

      Solo Consolidated Data (FSA016)

    6. (Included in full purchase)

      Interest Rate Gap Report (FSA017)

    7. (Included in full purchase)

      Pillar 2 Information (FSA019)

    8. (Included in full purchase)

      Volumes and Type of Business (FSA038)

    9. (Included in full purchase)

      Firm Information and Pillar 2A Summary (FSA071)

    10. (Included in full purchase)

      Pillar 2 Operational Risk Historical Losses (FSA072)

    11. (Included in full purchase)

      Pillar 2 Operational Risk Historical Loss Details (FSA073)

    12. (Included in full purchase)

      Pillar 2 Operational Risk Forecast Losses (FSA074)

    13. (Included in full purchase)

      Pillar 2 Operational Risk Scenario Data (FSA075)

    14. (Included in full purchase)

      Pillar 2 Credit Risk Standardised Approach Wholesale (FSA076)

    15. (Included in full purchase)

      Pillar 2 Credit Risk Standardised Approach Retail (FSA077)

    16. (Included in full purchase)

      Pillar 2 Concentration Risk Minimum Data Requirements (FSA078)

    17. (Included in full purchase)

      Pillar 2 Concentration Risk Additional Data Requirements (FSA079)

    18. (Included in full purchase)

      Pillar 2 Market Risk (FSA080)

    19. (Included in full purchase)

      Pillar 2 Pension Risk (FSA081)

    20. (Included in full purchase)

      Pillar 2 Credit Risk IRB Retail (FSA082)

    21. (Included in full purchase)

      Close Links Report - Annual (REP001)

    22. (Included in full purchase)

      Close Links Report - Monthly (REP001a)

    23. (Included in full purchase)

      Controllers Report (REP002)

  10. 10

    Ring Fenced Bank Data Items

    1. (Included in full purchase)

      RFB

  11. 11

    Branch Reporting

    1. (Included in full purchase)

      Branch Reporting

  12. 12

    Mortgage Lenders and Administrators Return

    1. (Included in full purchase)

      MLAR

  13. 13

    BOE Statistical Reporting

    1. (Included in full purchase)

      Introduction

    2. (Included in full purchase)

      Analysis of Deposits From UK Residents (AD)

    3. (Included in full purchase)

      Analysis of Lending to UK Residents (AL)

    4. (Included in full purchase)

      MFI Holdings of Securities (AS)

    5. (Included in full purchase)

      Additional Sectoral Detail (BE)

    6. (Included in full purchase)

      Transactions With Non-Residents by Geographical Location (BG)

    7. (Included in full purchase)

      Quarterly Bank Holding Companies (BH)

    8. (Included in full purchase)

      Additional Detail of Non-Resident Business (BN)

    9. (Included in full purchase)

      Balance Sheet (BT)

    10. (Included in full purchase)

      UK-Registered Banking Subsidiaries Country Exposure (C1)

    11. (Included in full purchase)

      Currency Analysis of Currencies Other Than Sterling and Euros (CA)

    12. (Included in full purchase)

      Country Analysis of UK External Claims (CC)

    13. (Included in full purchase)

      UK-Owned Banking Groups Country Exposure (CE)

    14. (Included in full purchase)

      Country Analysis of UK External Liabilities (CL)

    15. (Included in full purchase)

      Quarterly Derivatives (DQ)

    16. (Included in full purchase)

      Eligible Liabilities (EL)

    17. (Included in full purchase)

      Effective Rates (ER)

    18. (Included in full purchase)

      Country Analysis of Inward Direct Investment (FI)

    19. (Included in full purchase)

      Country Analysis of Outward Direct Investment (FO)

    20. (Included in full purchase)

      Statistical Collection From Financial Vehicle Corporations (FV)

    21. (Included in full purchase)

      Gilts and Treasury Bills (GT)

    22. (Included in full purchase)

      Further Analysis of Credit Card Lending to UK Individuals (IC)

    23. (Included in full purchase)

      Further Analysis of Loans and Advances to UK Individuals (IO)

    24. (Included in full purchase)

      Issuing and Paying Agents (IPA)

    25. (Included in full purchase)

      Further Analysis of Secured Lending to UK Individuals (IS)

    26. (Included in full purchase)

      Lending to UK Businesses (LN)

    27. (Included in full purchase)

      Specialist Mortgage Institutions: Monthly Analysis of Lending to Individuals, Individual Trusts and Housing Associations (MM)

    28. (Included in full purchase)

      Specialist Mortgage Institutions' Balance Sheet (MQ)

    29. (Included in full purchase)

      Lending To and Deposits from the UK Public Sector (PB)

    30. (Included in full purchase)

      Profit and Loss (PL)

    31. (Included in full purchase)

      Precious Metals (PM)

    32. (Included in full purchase)

      Analysis of Net Write Offs (WO)

  14. 14

    Software Vendors (RegTech)

    1. (Included in full purchase)

      Suade Labs

    2. (Included in full purchase)

      Nazdaq-Axiom

    3. (Included in full purchase)

      Wolters Kluwer

    4. (Included in full purchase)

      Regnology

    5. (Included in full purchase)

      Vermeg

    6. (Included in full purchase)

      Moody's

    7. (Included in full purchase)

      Whistlebrook

    8. (Included in full purchase)

      Focusync

    9. (Included in full purchase)

      Fairmont

    10. (Included in full purchase)

      ALMIS

    11. (Included in full purchase)

      BRAG

    12. (Included in full purchase)

      MORS

Ready to Excel in Regulatory Reporting?

Join our course today and take the first step towards a successful career in regulatory reporting. Don't miss out on this opportunity to enhance your skills and knowledge. Course commences 1st February 2025.

£999.00

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